Notification to Institutional Investors Regarding Private Placements
MTS Securities, LLC (“MTS”) is a broker-dealer registered with the SEC and a member of FINRA and SIPC.
Neither MTS nor any of its affiliates is responsible for the documents provided to you or any underlying information obtained from such documents. The documents have been provided by, and are representations of, the issuing company. In addition, neither MTS nor any of its affiliates has any authority or control over the information provided in the documents. Neither MTS nor any of its affiliates makes any representation or warranty, express or implied, to recipients of the documents, and each of them expressly disclaims any liability or responsibility to any recipient for such information or any other information relating to the issuer set forth therein or omitted therefrom. The documents do not take into account, or do they provide, any tax, legal, accounting, or other advice regarding the specific investment objectives or financial situation of any person.
These documents are provided in order to allow you the opportunity to discuss the information contained herein and ask any questions you may have related thereto. Furthermore, these documents are intended for authorized institutional investor recipients only. The sole purpose of the documents is to provide information regarding the issuer and, as such, is very limited in scope and not meant to provide comprehensive descriptions or discussions of the topics mentioned therein. The documents do not constitute an offer or solicitation in any jurisdiction to subscribe for or purchase any investment and are not intended to be relied upon as the basis for a decision to invest in the issuer. The documents do not purport to be complete with respect to any topic addressed. Any offering of interests will occur only in accordance with the terms and conditions set forth in formal documents, which shall supersede the information contained in the documents provided. Prior to making an investment, investors are strongly urged to carefully review all of the formal offering materials, including the information about risks associated with an investment in the issuer and certain conflicts of interest related thereto. Investors should conduct their own due diligence regarding the issuer and the offering.
The information in the documents is provided to you as of the date indicated herein, and neither MTS nor the issuer intends to update the information after its distribution, even in the event that the information becomes materially inaccurate. No warranty is made as to the completeness or accuracy of the information contained in the documents, and the views and opinions set forth therein are subject to change without notice. MTS does not guarantee the documents’ accuracy, completeness, reliability, fitness, or fairness. Independent verification of such information is advised.
Any investment in the issuer’s securities, specifically through a private offering, is highly speculative, is subject to economic and market risks, and involves a high degree of risk of loss of some or all amounts involved. Private offerings of securities do not provide for all of the information mandated by registered securities offerings and may be more risky than other types of investments. Important factors that could cause actual results to differ materially from issuer expectations include but are not limited to: business and industry conditions; regulatory environment of the issuer; operations and results at the issuer; current and future laws or regulations and new interpretations of existing laws or regulatory requirements; market conditions and demand for the issuer’s services or products; relationships with customers; the issuer’s ability to attract, retain and motivate effective employees; competition; business and technology failures; counterparty obligations; and the issuer’s ability to raise sufficient funding or financing on reasonable terms. Each potential investor should consult with its independent financial advisor, lawyer, and/or accountant as to legal, tax, and related matters to which it may be subject under the laws of the country of residence or domicile concerning an investment in the issuer.
The information contained herein reflects the issuer’s current views and opinions with respect to, among other things, future events and financial performance. Forward-looking statements are generally indicated by terminology such as “outlook,” “believe,” “expect,” “potential,” “continue,” “may,” “will,” “should,” “could,” “seek,” “approximately,” “predict,” “intend,” “plan,” “estimate,” “anticipate,” “opportunity,” “comfortable,” “assume,” “remain,” “maintain,” “sustain,” “achieve,” “see,” “think,” “position” or the negative version of those words or other comparable words. Any forward-looking statements contained in the document are based upon the issuer’s current plans, estimates, and expectations. The inclusion of this or any other forward-looking information should not be regarded as a representation by the issuer or any other person that the future plans, estimates, or expectations contemplated will be achieved.