Pre-MTS Financing Transactions

Year Client Sector Transaction Value ($mil) Type of Assignment
2007 Acadia Pharmaceuticals Biotechnology $89 Follow On Equity Offering
2007 Acorda Therapeutics Biotechnology $69 Follow On Equity Offering
2007 Allos Therapeutics, Inc. Biotechnology $54 PIPE
2007 Amylin Pharmaceuticals Biotechnology $500 Convertible Notes Offering
2007 Array BioPharma, Inc. Biotechnology $91 Follow On Equity Offering
2007 AstraZeneca Pharmaceuticals - Branded $3,000+ Investment Grade Bond Offering
2007 Auxilium Pharmaceuticals Specialty Pharmaceuticals $53 PIPE
2007 Biogen Biotechnology $400 Syndicated Bank Facility
2007 Cambridge Heart Medical Devices/Supplies $13 PIPE
2007 Epicept Biotechnology $10 PIPE
2007 Globus Medical Medical Devices/Supplies $110 Private
2007 Onyx Pharmaceuticals Biotechnology $185 Follow On Equity Offering
2007 Pharmasset Biotechnology $45 IPO
2007 Royalty Pharma Biotechnology $1,400 Syndicated Bank Facility
2007 Solantic Providers - Alternate Site $40 Private
2007 Vanda Pharmaceuticals Specialty Pharmaceuticals $104 Follow On Equity Offering
2006 Acadia Pharmaceuticals Biotechnology $59 Follow On Equity Offering
2006 Acorda Therapeutics Biotechnology $32 PIPE
2006 Acorda Therapeutics Biotechnology $33 IPO
2006 Akorn Specialty Pharmaceuticals $19 PIPE
2006 Alnylam Pharmaceuticals Biotechnology $101 Follow On Equity Offering
2006 Alnylam Pharmaceuticals Biotechnology $66 Follow On Equity Offering
2006 Amarin Corporation Specialty Pharmaceuticals $19 PIPE
2006 BioMS Medical Biotechnology $14 PIPE
2006 Cerus Biotechnology $26 PIPE
2006 Cerus Corporation Specialty Pharmaceuticals $26 Registered Direct
2006 Columbia Laboratories Specialty Pharmaceuticals $30 PIPE
2006 Cytogen Biotechnology $20 PIPE
2006 Exelixis Biotechnology $84 Follow On Equity Offering
2006 Genaera Biotechnology $25 Registered Direct
2006 Genzyme Corporation Biotechnology $350 Syndicated Bank Facility
2006 Gilead Sciences Biotechnology $1,300 Convertible Notes Offering
2006 Ista Pharmaceuticals Specialty Pharmaceuticals $40 PIPE
2006 Lexicon Genetics Biotechnology $40 PIPE
2006 Medimmune Biotechnology $1,000 Convertible Notes Offering
2006 Memory Pharmaceuticals Biotechnology $32 PIPE
2006 Neorx (now Poniard Pharmaceuticals) Biotechnology $65 PIPE
2006 Seattle Genetics Biotechnology $38 Follow On Equity Offering
2006 Tech Pharmacy Outsourcing/Other Services $20 Private
2006 Transave Biotechnology $35 Private Equity Placement
2006 Trubion Pharmaceuticals Biotechnology $52 IPO
2006 Vanda Pharmaceuticals Specialty Pharmaceuticals $58 IPO
2005 Acadia Pharmaceuticals Biotechnology $36 PIPE
2005 Amarin Corporation Specialty Pharmaceuticals $26 PIPE
2005 Amylin Pharmaceuticals Biotechnology $176 Follow On Equity Offering
2005 Dendreon [Corporation] Biotechnology $52 Follow On Equity Offering
2005 Gilead Sciences Biotechnology $500 Syndicated Bank Facility
2005 Memory Pharmaceuticals Biotechnology $31 PIPE
2005 Momenta Pharmaceuticals Biotechnology $130 Follow On Equity Offering
2005 Threshold Pharmaceuticals Biotechnology $37 IPO
2004 Acadia Pharmaceuticals Biotechnology $35 IPO
2004 Alnylam Pharmaceuticals Biotechnology $30 IPO
2004 Curon Medical Medical Devices/Supplies $14 PIPE
2004 InterMune Inc. Biotechnology $150 Convertible Notes Offering
2004 Ista Pharmaceuticals Specialty Pharmaceuticals $13 PIPE
2004 Memory Pharmaceuticals Biotechnology $35 IPO
2004 Momenta Pharmaceuticals Biotechnology $35 IPO
2004 Novavax Specialty Pharmaceuticals $35 PIPE
2004 Orchid Biosciences Biotechnology $30 PIPE
2004 Penwest Pharmaceuticals Specialty Pharmaceuticals $35 PIPE
2004 Pharmasset Biotechnology $40 Private
2004 Seattle Genetics Biotechnology $66 Follow On Equity Offering
2004 Trigenesis Biotechnology $11 Private
2003 Able Labs Specialty Pharmaceuticals $30 PIPE
2003 Angiotech Pharmaceuticals Medical Devices/Supplies $252 Follow On Equity Offering
2003 Chiron Biotechnology $500 Convertible Notes Offering
2003 Hi-Tech Pharmacal Specialty Pharmaceuticals $25 PIPE
2003 Isotechnika Biotechnology $15 PIPE
2003 Neurochem Biotechnology $63 IPO (US)
2003 Neurocrine Biotechnology $199 Follow On Equity Offering
2003 Penwest Pharmaceuticals Specialty Pharmaceuticals $53 PIPE
2002 Nuvelo Biotechnology $15 PIPE
2002 Dynavax Biotechnology $35 Private
2002 Regeneration Technologies Medical Devices/Supplies $28 PIPE
2001 Triangle Pharmaceuticals Biotechnology $75 PIPE
2001 Digirad Medical Devices/Supplies $14 Private
2001 Triangle Pharmaceuticals Biotechnology $58 PIPE
2000 Penwest Pharmaceuticals Specialty Pharmaceuticals $18 PIPE